Affiliates
Our Independent Broker Dealer
Jason James Eaton is a Registered Representative (Series 65) and an Investment Advisor Representaive (Series 66) he is a sole proprietor DBA Social Thread. Securities and investment advisory services are offered through Cadaret, Grant & Co., Inc., a member of FINRA/SIPC and a SEC registered investment advisor. Please see Cadaret Grant’s ADV Part II for more information regarding investment advisory services. You can check Mr. Eaton’s background as a broker here at BrokerCheck. Here is a version pulled on 1-3-09BrokerCheck.
Mr. Eaton is supervised by United Financial Services a Branch Office of Cadaret Grant. Social Thread’s mail and fax numbers are routed to our office there.
Our Clearing & Custody Firm
Pershing, a Bank of New York Company, is our broker dealer’s clearing firm and the custodian of most of our fee-based accounts.
Another of Our Custodians
We also custody advisory client assets as Charles Schwab from time to time.
